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Securities regulation in the United States
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#	Item
691	#..SEC-5 System name: Ownership Reports and Insider Trading Transaction Records Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of[removed]SEC. System Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:05:20 United States Securities and Exchange Commission Financial economics Financial system Stock market Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Investment Company Act United States securities law Financial regulation 73rd United States Congress
692	Netflix Prices $1.5 Billion Offering of Senior Notes LOS GATOS, CA, February 2, [removed]Netflix, Inc. (NASDAQ: NFLX) today announced the pricing of an offering of $700 million aggregate principal amount of 5.50% senior n Add to Reading List Source URL: files.shareholder.com Language: English 73rd United States Congress Business New Deal Securities Act Netflix Economy of the United States Rule 144A Securities regulation in the United States Form 144 United States Securities and Exchange Commission United States securities law Financial regulation
693	Press Release Interactive Data and FINRA Provide Transparency into Structured Securities Market New Report Designed to Increase Transparency into Structured Transactions Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2015-01-09 17:30:19 Financial system Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Interactive Data Corporation Securities regulation in the United States ACT Market data Selling away OTC Bulletin Board United States securities law Financial economics Finance
694	SEC-65 SYSTEM NAME: Investor Response Information System (IRIS). SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Also, records covered by Subsystem A are received by and maint Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 18:07:15 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Security Financial economics United States securities law United States Securities and Exchange Commission Government
695	PERSONAL TRADING POLICY February 2014 TABLE OF CONTENTS Page Add to Reading List Source URL: www.brookfieldpropertypartners.com Language: English - Date: 2014-05-15 16:13:00 Economics Financial system Insider trading United States securities law Securities regulation in the United States Securities market Security Securities fraud Regulation S-K Stock market Corruption Business
696	#..SEC-20 System name: Division of Corporation Finance Index for Filings on Schedule 13D and Filings under Regulations A and B--SEC. System location: Securities and Exchange Commission, Washington, DC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:18:07 Government 73rd United States Congress United States Securities and Exchange Commission Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Schedule 13D Securities and Exchange Commission SEC filings United States securities law Financial regulation
697	#..SEC-11 System name: Correspondence Files Pertaining to Registered Investment Companies-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Records are also maintained by SEC Regional and Di Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:09:58 Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission Municipal Securities Rulemaking Board Security Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation Government
698	#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:18:51 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Government Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission United States securities law Financial regulation Financial economics
699	USCA Case #[removed]Document #[removed]Filed: [removed] Add to Reading List Source URL: www.ici.org Language: English U.S. Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Investment Company Act Federal Energy Regulatory Commission Public administration Rulemaking Financial regulation Government Corporate crime
700	FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 225, and 238 Regulations Q, Y, and LL Docket No. R-1509 RIN 1700-AE 30 Small Bank Holding Company Policy Statement; Capital Adequacy of Board-Regulated Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2015-01-29 16:01:11 Securities Trust-preferred security Federal Reserve System Savings and loan association Bank holding company Capital requirement TD Banknorth Bank regulation in the United States Finance Financial economics Financial services

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